Assessment of the validity of image-defined risk factors (IDRFs) in abdominal neuroblastoma
Egyptian Journal of Radiology and Nuclear Medicine volume 51, Article number: 88 (2020)
Neuroblastoma is the third most common childhood cancer. It is the most common extra-cranial solid tumor of childhood. It accounts for about 15% of all pediatric cancer fatalities.
The International Neuroblastoma Risk Group (INRG) Project proposed a new staging system which is dependent on whether image-defined risk factors (IDRFs) are or are not present, and IDRFs are surgical risk factors, detected on images, that make total tumor excision risky or difficult.
The purpose of the study is to assess the validity of using the image-defined risk factors (IDRFs) of abdominal neuroblastoma as predictors of the surgical resectability and complications.
We retrospectively studied the clinical, imaging, and surgical data of 43 patients with abdominal neuroblastoma, and then the results were correlated with each. For comparing categorical data, chi-square (χ2) test was performed. P values less than 0.05 were considered as statistically significant.
At least 1 pre-operative IDRF was present in 33 cases (76.7%), and they were absent in 10 cases (23.3%). There was statistical significant correlation between the pre-operative IDRFs and surgical resectability, and the complete resection rate if no IDRF was found was 80% in this study. Out of the 13 cases with surgical complications, pre-operative IDRFs were present in 12 cases.
The neuroblastoma IDRFs are useful predictors of the surgical resectability and the risk of surgical complications and should be considered in surgical planning.
DWI Diffusion-weighted images
LR Low risk
HR High risk
IR Intermediate risk
SPSS Statistical package for the social sciences
IVC Inferior vena cava
SMA Superior mesenteric artery
SIOPEN The European International Society of Pediatric Oncology Neuroblastoma Group
GPOH The German Society for Pediatric Haematology and Oncology
Neuroblastoma is a complex heterogeneous disease that arises from the embryonic cells that form the primitive neural crest . Neuroblastoma is the third most common childhood cancer. It is the most common extra-cranial solid tumor of childhood. It accounts for about 15% of all pediatric cancer fatalities. It can occur anywhere within the sympathetic nervous system, and about 46% of neuroblastoma arise from the adrenal gland .
Histologically, neuroblastoma falls into a category of malignant small round cell tumors. These tumors demonstrate small, round, relatively undifferentiated cells .
The clinical features of neuroblastoma are highly variable and ultimately depend on the site of the primary lesion, the extent of metastatic disease, and the presence of associated paraneoplastic syndromes .
Neuroblastoma has a variable prognosis; tumor stage, patient age, tumor oncogenes, and DNA content are all known to be implicated .
Genetic analysis of the tumor is an important component of risk stratification and determining the prognostic effect of neuroblastoma. Molecular classification of tumors is now a routine due to the influence of genetic variations on outcome  MYCN gene amplification and ploidy have been linked to neuroblastoma prognosis for more than 2 decades, and many more genetic abnormalities have been identified .
Imaging plays a central role in the diagnosis, staging, response evaluation, and follow-up. Once a provisional diagnosis of NB is made, a cross-sectional imaging study, computed tomography (CT), or magnetic resonance imaging (MRI) needs to be performed .
There is currently no consensus about the optimal imaging modality for assessing local disease. Both MR imaging and CT are routinely used, depending on local availability and the radiologist’s preference. In one multi-institutional study, CT and MR imaging had statistically similar performance in assessing the features of local disease. There is no clear evidence as to which modality is superior, as each comes with its own inherent pros and cons . Imaging cannot reliably differentiate NB from other neuroblastic tumors like ganglioneuroma or ganglioneuroblastoma that occur in the same locations, though ganglioneuroma tends to be more homogeneous. Histopathological confirmation is mandatory in a case of suspected NB .
Several staging systems have been developed to classify the extent of disease in neuroblastoma patients at the time of diagnosis .
The international neuroblastoma staging system (INSS)
However, the INSS is not suitable for the pretreatment risk classification of localized disease, as this staging is based on the tumor resection extent. The same tumor can be classified as INSS stage 1 or 3 disease depending on the extent of surgical excision, making direct comparisons of clinical trials based on the INSS difficult. Another limitation is that assessment of lymph node involvement is necessary for proper staging. However, lymph node sampling is subject to the thoroughness of the individual surgeon, and the assessment of extra- regional lymph node involvement is difficult to apply uniformly .
The international neuroblastoma risk group staging system (INRGSS)
In 2004, investigators from the major cooperative groups formed the International Neuroblastoma Risk Group (INRG) Task Force, which developed the INRG Staging System (INRGSS) and the INRG Risk Classification System for neuroblastoma. The INRGSS, published in 2009, is designed for tumor staging before surgery or any other treatment (Table 2) .
Localized tumors are classified as stage L1 or L2 disease on the basis of whether one or more of 20 image-defined risk factors (IDRFs) are present (Table 3). Stage M indicates disseminated disease (comparable to the INSS stage 4), and stage MS indicates metastatic disease similar to INSS stage 4S disease (with exception of primary tumor size and patient age range) .
IDRFs are surgical risk factors, identified on images, that make complete tumor resection risky or difficult at the time of diagnosis. It is based upon the previously defined surgical risk factors SRFs, which are predictors of adverse surgical outcome because their presence was associated with lower complete resection rate and greater risk of surgery related complications .
Compared with the focus on surgicopathologic findings in the INSS, the focus has now shifted to imaging in the INRGSS . The IDRFs may also be used at reassessments during treatment and should also be assessed in metastatic disease—although it is staged regardless of the loco-regional extent-to-aid surgical .
The INRGSS differs from INSS in four important ways: first, it is based on pre-operative imaging and IDRFs, not surgicopathologic findings. Second, the midline is not included in the staging criteria of the INRGSS. Third, lymph node status is not included in the staging of localized disease . Lymph nodes are now classified as regional or non-regional rather than ipsilateral, contralateral, or distant. Fourth, whereas INSS stage 4S has an upper age limit of 12 months, the Task Force decided to extend the age group for stage MS to patients younger than 18 months .
The aim of this study was to assess the validity of using the image-defined risk factors (IDRFs) of abdominal neuroblastoma as predictors of the surgical resectability and complications, to answer the question whether they can be used as a reliable factors in staging or not.
The clinical, imaging, and surgical data of abdominal neuroblastoma patients were collected, analyzed, and correlated with each other, and the results were then compared to those of previous studies.
This retrospective study involved patients with abdominal neuroblastic tumor who were managed between January 2014 and September 2019.
Inclusion criteria were as follows: patients with pathologically proven abdominal neuroblastic tumor, and patients underwent surgical intervention, with available pre-operative imaging data and full operative data. Cases were excluded if patients had the primary tumor outside the abdomen; patients were not candidates for surgery or surgery that was refused, and patients with incomplete pre-operative imaging data or no operative data.
Clinical data involving age, initial presentation, stage (according to INSS and INRGSS), and the risk classification (according to INRGSS and children’s oncology group (COG)) were recorded. Regarding the INRGSS risk, as in some cases, it depends on 11q aberration or ploidy which was unavailable; in these cases, we assigned the risk to the higher stage.
Prognostic factors including MYCN gene amplification and histology classification (favourable or unfavourable), and the grade of tumor differentiation were recorded if available.
Imaging data (CT and/or MRI) were extracted from the Picture Archiving and Communicating System (PACS). Imaging data were obtained for the pre-operative images (essential in all cases, if not available, the case was excluded) as well as initial and post-operative images (if available). The interpretation of the images was done by an experienced radiologist, and he was not aware of the extent of tumor resection or surgery associated complications when reviewing the images and reports.
The pre-operative images (performed within a range of 2 weeks before surgery) were interpreted for the presence of any IDRF. The initial images (at time of diagnosis/before any treatment) (if available) were also interpreted for the presence of initial IDRFs. For the cases who received chemotherapy, the changes of the IDRFs after chemotherapy between the initial and pre-operative images were recorded (whether decreased, totally disappeared, or remain stable). Post-operative images (if available) (performed within a range of 1 month after surgery) were interpreted for the assessment of the extent of surgical resection.
CT examination protocol design
CT exams were performed on a GE light speed VCT 64 multislice CT scanner and GE optima 16 slice CT scanner.
CT chest, abdomen and pelvis, with IV contrast was performed using the following parameters: (350 mA, 100 KV, 0.5 s tube rotation time, slice thickness 5 mm, 8 mm table feed, and 3 mm incremental reconstruction).
MRI examination protocol design
MRI examinations were performed on a 1.5 T scanner (Achieva, Philips Medical Systems, Best, Netherlands, Release 2.6, Level 3).
The used sequences were:
Axial T1, T2, and coronal T2 weighted images
Post-contrast axial T1, +/− coronal T1, +/− sagittal T1.
DWI (at b values = 0 and 1000 s/mm2 in axial orientation).
Regarding the surgical data, primary operation was defined as resection (other than a biopsy) before any adjuvant chemotherapy, while a secondary operation was defined as a resection (other than a biopsy) after neoadjuvant chemotherapy.
According to the treatment protocols, surgery was primary for low-risk (LR) patients and secondary after chemotherapy for intermediate risk (IR) and high risk (HR) patients, after the 4th and 5th cycles respectively, aiming at maximum safe resection, unless otherwise indicated by multidisciplinary decision.
The surgical resectability was assessed from operative reports, pathological reports, and post-operative imaging (CT or MRI). it was defined as the macroscopic removal of the tumor and categorized into complete resection (100 %), near complete resection (90–99%), incomplete resection (50–89%), and biopsy/ resection < 50%.
Surgical complications were defined as intraoperative or post-operative major complications due to surgery, and commonly accepted definitions of surgical complications do not exist. Surgery-related death was defined as death occurring within 60 days from the initial operation. The different data used in the research methodology are demonstrated in Fig. 1.
Data were coded and entered using the statistical package for the Social Sciences (SPSS) version 25 (IBM Corp., Armonk, NY, USA). Data was summarized using mean, standard deviation, median, minimum and maximum in quantitative data, and using frequency (count) and relative frequency (percentage) for categorical data. For comparing categorical data, chi-square (χ2) test was performed. Exact test was used instead when the expected frequency is less than 5 . P values less than 0.05 were considered as statistically significant.
This retrospective study involved 43 patients (28 males and 15 females) with abdominal neuroblastic tumor.
Their mean age in months was 48.6 months, according to age groups: 2 cases were less than 12 months, 5 cases ranged from 12 to less than 18 months, and 36 cases were more than 18 months.
The histological categories were 40 cases of neuroblastoma, 2 cases ganglioneuroblastoma, nodular, and 1 case ganglioneuroblastoma, intermixed. The histological classification was mentioned in 37 cases out of the 43 cases of the study, from which 6 cases (16.2%) were favorable, and 31 cases (83.8%) were unfavorable.
MYCN gene was amplified in 10 cases (23.3%), not amplified in 23 cases (53.5%), and unknown/not analyzed in 10 cases (23.3%).
Metastasis was present in 33 cases (76.7%) and absent in 10 cases (23.3%), with the bone is the most common site (32 cases) followed by lymph nodes (6 cases), liver (2 cases), and skin (1 case).
According to the INRGSS, 1 case was stage L1, 8 cases were stage L2, and 34 case were stage M.
According to the INRGSS risk classification, 2 cases were very low risk, 7 cases were intermediate risk (IR), and 34 cases were high risk (HR).
As for the imaging data, a total of 122 examinations were obtained (43 pre-operative, 39 initial, and 40 post-operative examinations). All the imaging studies were CT examinations, except for 3 MRI examinations (two initial and one post-operative examination).
Regarding the pre-operative image-defined risk factors, from the 43 cases of the study, at least 1 IDRF was present in 33 cases (76.7%), and they were absent in 10 cases (23.3%). The most frequent pre-operative IDRF was invasion of one or both renal pedicles, and it was found in 32 cases (74.4%) followed by encasement of the aorta and/or IVC in 17 cases (39.5%) (Fig. 2).
Regarding chemotherapy changes, 39 cases received chemotherapy, of which the changes of the IDRFs after chemotherapy were studied in 35 cases with available initial and pre-operative imaging. Twelve cases have shown stable image-defined risk factors with no changes, 17 cases have shown decrease of the number of IDRFs, and 6 cases have shown total disappearance of the IDRFs (i.e., 12 cases (34.3%) have shown stable status of the IDRFs with 23 cases (65.7%) showing disappearance of at least one IDRF).
Changes of each IDRF after chemotherapy between the initial and pre-operative imaging are demonstrated in Fig. 3, with the least sensitive IDRF to chemotherapy changes that was the invasion of the renal pedicles. No significant correlation was found between the change of IDRFs after chemotherapy with the surgical resectability and complications.
Regarding the surgical data, primary surgery was performed in 4 cases (9.3%), while secondary surgery (preceded by chemotherapy) was performed in 39 cases (90.7%). For the surgical resectability, complete resection was achieved in 15 cases (34.9%) (Fig. 4), near complete/subtotal resection in 13 cases (30.2%) (Fig. 5), incomplete resection (50–89%) in 8 cases (18.6%), and biopsy/< 50% resection in 7 cases (16.3%) (Fig 6).
There was statistically significant correlation between the pre-operative IDRFs and surgical resectability, where complete resection was achieved in 7 cases with pre-operative IDRFs, and 8 cases with no pre-operative IDRFs. Biopsy/> 50% resection was achieved in 7 cases with pre-operative IDRFs, with P value equals 0.009 (Table 4) (Fig. 7).
Regarding each IDRF, statistically significant correlation was found between surgical resectability and the following IDRFs (multiple body compartments, encasement of the aorta/IVC, encasement of the origin of celiac axis and/or SMA artery, encasement of the branches of SMA at the mesenteric root, invasion of one or both renal pedicles, infiltration of the porta-hepatis, or hepatoduodenal ligament).
The involvement of multiple body compartments was present in two cases and both were associated with resection < 50%, with significant P value of 0.023.
Encasement of the aorta and/or the IVC was present in 17 cases; in which in 10 cases, the resection was incomplete (50–89%) or biopsy/> 50% resection, with significant P value of 0.021.
Encasement of the branches of the superior mesenteric artery at the mesenteric root was present in 3 cases, and incomplete resection (50–89%) was achieved in 1 case and biopsy/> 50% resection in 2 cases, with significant P value of 0.021.
Encasement of the origin of the celiac axis and/or superior mesenteric artery was present in 9 cases. Complete resection was achieved in just one case, and near complete/subtotal resection was achieved in one case, incomplete resection (50–89%) in 2 cases, and biopsy/ >50% resection in 5 cases, with significant P value of 0.004.
Invasion of one or both renal pedicles was present in 32 cases. Complete resection was achieved in 7 cases, and near complete/subtotal resection was achieved in 12 cases, incomplete resection (50–89%) in 7 cases, and biopsy/> 50% resection in 6 cases, with significant P value of 0.030.
Infiltration of the portahepatis or hepatoduodenal ligament was present in 7 cases, and complete resection was achieved in only one case, incomplete resection (50–89%) in 2 cases, and biopsy/> 50% resection in 4 cases, with significant P value of 0.004.
Both intraspinal extension and infiltration of the adjacent structures show no significant correlation with the surgical resectability.
Surgical complications were detected in 13 cases (30.2%) and absent in 30 cases (69.8%).
The surgical complications detected include nephrectomy (4 cases) (Fig. 8), renal tear in 1 case, and was primary repaired, and diaphragmatic tear in 3 cases, resulting in pleural effusion and lung collapse in 2 cases. Also, the surgical complications include vascular injuries as follows: IVC (2 cases) immediately repaired, one of the hepatic veins (1 case) immediately repaired, renal vessels (4 cases) with associated renal infractions, and one case show post-operative mild renal atrophy (Fig. 9), as well as the superior mesenteric artery (1 case), resulting in caecum and ileal loops ischemia. Exploration was done, and interposition of saphenous graft, yet extensive mesenteric ischemia, resulted in death (considered surgical death), in the same case splenic infarctions were also noted (Fig. 10).
Out of the 13 cases with surgical complications, pre-operative IDRFs were present in 12 cases. Yet, no statistical significant correlation was noted between the presence or absence of the pre-operative IDRFs and the surgical complications (Table 5) (Fig. 11).
In correlation of each IDRF and the surgical complications, only the infiltration of the porta-hepatis or hepatoduodenal ligament was found to be statistically significant, where it was present in 7 cases, 5 of which show complications, with significant P value of 0.019.
No statistical significant correlation was found between the MYCN gene amplification or the histological classification with the presence of initial IDRFs, the change of IDRFs after chemotherapy, surgical resectability, or the surgical complications.
Several studies were developed to assess the validity of the use of the IDRFs in staging neuroblastoma and to assess its relation with the surgical resectability and complications. The aim of our study was to find the relation between pre-operative IDRFs and both the surgical outcomes and complications as well as assessing the changes of IDRFs after chemotherapy.
In our study, pre-operative IDRFs were present in 33 cases (76.7%), with the most two frequent IDRFs were invasion of the renal pedicles followed by encasement of the aorta or IVC. This is consistent with Cehchetto et al.  and Gunther et al.  in both studies of invasion of the renal pedicles followed by encasement of the aorta and IVC were the most frequent IDRFs.
Regarding surgical resectability, we found a significant correlation between the presence of pre-operative IDRFs and the surgical resectability where complete resection was achieved in 7 cases (21.2%) with pre-operative IDRFs and 8 cases (80.0%) with no pre-operative IDRFs (P value = 0.009). These results were consistent with the LNESG1 study of the European International Society of Pediatric Oncology Neuroblastoma Group (SIOPEN)  which showed that complete excision was achieved in 271 of 363 (74.6%) patients without IDRFs and in 72 of 155 (46.4%) patients with IDRFs (P value = 0.0001).
Our results are also consistent with the German Society for Pediatric Haematology and Oncology (GPOH) NB97 trial , which involved 366 patients, where complete primary resection was achieved in 156/227 (68.7%) patients without IDRF and 43/139 (30.9%) patients with IDRF (P < 0.001).
These results denote that complete tumor resection was more likely if IDRF was not present, and one might expect lower primary complete resection rates if the surgical approach is guided by IDRF.
In our study, the complete resection rate if no IDRF was found was 80%, which also was very similar between LNESG1 (74.6%) and the NB97 trial (68.7%). However, the presence of IDRF does not necessarily indicate unresectability (complete resection was possible despite IDRF in our study in 7 cases (21.2%), 46% in the LNESG1 study, and 30.9% in the NB97 trial).
IDRFs are not to be taken as an absolute contraindication to surgery, as developments in surgical techniques facilitate handling some of the aforementioned IDRFs. What we recommend is surgical planning according to the IDRFs present.
Other studies that support these results include Irtan et al. who involved 39 operated patients and found that the quality of resection correlated with the pre-operative IDRFs (P < 0.001) . A study by Pohl et al. conducted on 102 patients revealed that tumors of IDRF-negative patients had complete or near-complete resection of the primary tumors, with significant correlation (P value 0.001) . Another study by Penazzi et al. 2017 which has retrospectively involved 27 patients also supports these results showing significant correlation between the resectability and pre-operative IDRFs (P value 0.0019) .
Regarding the surgical complications, our study surgical complications were present in 13 cases, in which pre-operative IDRFs were present in 12 cases. Yet, no statistical significant correlation was noted between the presence or absence of the pre-operative IDRFs and the surgical complications.
In the GPOH NB97 trial , significant correlation was found between the presence of any IDRF and complications, where 70 patients out of the 366 patients of the study show complications in which IDRFs were present in 37 patients with significant P value of 0.006.
This was consistent with Gunther et al. , where complications were present in 7 patients out of the 60 patients involved in the study, and in all of these cases, at least one IDRF was present.
Pohl et al.’s 2016 study  showed that surgical complications occurred in 21 patients, 19 of them showed one or more IDRF, and 2 patients were IDRF-negative. However, the statistical analysis for IDRF-status and complications was not significant.
Also, in Avanzini et al.’s 2017 SIOPEN study  involving 143 patients, out of 14 case with complications, IDRFs were just found in 3 cases, with also no significant correlation.
Regarding the chemotherapy effect and changes of IDRFs, from 35 cases studied for the changes of IDRFs after chemotherapy, 12 cases (34.3%) show stable status of the IDRFs, with 23 cases (65.7%) show disappearance of at least one IDRF, with the invasion of the renal pedicles that was the least sensitive IDRF to be affected by chemotherapy. No significant correlation was found between the change of IDRFs after chemotherapy and the surgical resectability with P value of 0.58.
This is consistent with Irtan et al.’s 2015 study , where from the 39 patients who received chemotherapy, 21 patients (53.8%) lost at least one IDRF, while the remaining 18 patients (46.2 %) had no change in the number of IDRFs, with the IDRFs that seemed least sensitive to chemotherapy that was the invasion of the renal pedicle. Also, there is no significant correlation between the decline in the number of IDRFs after chemotherapy and the surgical resectability, with P value of 0.87.
According to Avanzini et al.’s 2017 study , in the studied 143 patients, complete disappearance of IDRF was observed in 33 patients (23.1%), reduction of IDRF without complete disappearance was found in 13 patients (9.1%), and no change in IDRF number or type was found in 70 patients (49%). Disappearance of some IDRF but the appearance of others occurred in 15 patients (10.5%). Twelve patients (8.3%) had tumors that acquired new IDRF during chemotherapy without any modification of those described at diagnosis.
This study provides evidence that the IDRFs of neuroblastoma are useful indicators for predicting surgical resectability and the risk of surgical complications, and should be taken into consideration in surgical planning to improve the outcome.
The main limitation of the study was the large number of high risk patients compared to fewer cases of low and intermediate risk patients in our hospital, for which we recommend larger studies to be conducted in different hospitals to achieve the variety of cases.
Magnetic resonance imaging
The International neuroblastoma staging system
The International Neuroblastoma Risk Group staging system
The International Neuroblastoma Risk Group
Image-defined risk factors
Surgical risk factors
Children’s oncology group
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Mohamed, A.H.A., Mahmoud, I.H., Seif El Dein, H.M. et al. Assessment of the validity of image-defined risk factors (IDRFs) in abdominal neuroblastoma. Egypt J Radiol Nucl Med 51, 88 (2020). https://doi.org/10.1186/s43055-020-00205-2